Securities & Venture Capital
Akabas & Sproule represents both publicly-traded and privately held businesses in its securities and venture capital practice. We help our clients navigate and comply with the laws and regulations that apply to raising capital through the sale of securities. We help our public clients meet the reporting and disclosure requirements of securities laws as well.
Akabas & Sproule also has a practice representing firms in the financial industry. Our clients include firms that are financial advisors, securities and insurance brokers and asset managers.
Akabas & Sproule is an experienced advisor to entrepreneurs who are trying to raise capital. We have extensive experience in venture capital and angel investor transactions, and can structure a deal — whether an equity or debt offering — to suit any entrepreneur’s needs.
If raising capital through sales of securities is not right for your company, business loans are another option. Akabas & Sproule regularly negotiates the terms of and documents business loans of all sizes.
For more information, contact: Seth Akabas, or Michael H. Sproule
Related articles:
Recent Amendment of the Rules under the Investment Advisors Act by Jolie E. Bell and Seth A. Akabas
Securities & Capital Deals
Private Placement
Registration of Common Stock underlying Series E Convertible Preferred Stock
$5,315,000
April 2021
The undersigned acted as counsel to Transportation and Logistics Systems, Inc.
Private Placement
Registration of Common Stock underlying Series G Convertible Preferred Stock
$7,100,000
April 2022
The undersigned acted as counsel to Transportation and Logistics Systems.
BLUB0X TECHNOLOGY HOLDINGS, INC.
Common Stock Private Placement Offering
October 2015
The undersigned acted as counsel to the Issuer.
Acquisition
Equity Financing
$6,380,000
September 2017
The undersigned acted as counsel to the Issuer.
$1,000,000
August 2015
The undersigned acted as counsel to the Offeror.
$2,000,000
January 2016
The undersigned acted as counsel to the Offeror.
$5,000,000
April 2016
The undersigned acted as counsel to the Offeror.
$8,000,000
January 2017
The undersigned acted as counsel to the Offeror.
$10,000,000
August 2017
The undersigned acted as counsel to the Offeror.
$5,500,000
February 2013
The undersigned acted as counsel to the Issuer.
$5,000,000
June 2022
The undersigned acted as counsel to Spark Resultants LLC.
$1,900,000
October 2022
The undersigned acted as counsel to the lead investor.
$1,000,000
December 2021
The undersigned acted as counsel to Crescendom, Inc.
$6,000,000
Sale of Series B Convertible Preferred Stock to
EDISON FUND V, L.P.
and
OVATION-PTAXX, LLC
December 2004
The undersigned acted as counsel to the issuer, Pinnacle.
$1,600,000
January 2004
The undersigned acted as counsel to the issuer, 14Bar.